FAQ
At UpTick, we partner with a diverse range of advisors and firms, and we’ve noticed that many share similar questions and concerns. To help, we’ve compiled some of the most frequently asked ones for your convenience.
If you have additional questions or need personalized guidance, don’t hesitate to reach out. Contact us at 646.734.0334 or send us a message. We’re here to help!
What are the benefits of using a Recruiter? Why UpTick Is Your Strategic Partner in Transitioning?
At UpTick, we go beyond the label of “recruiters” to serve as strategic consultants—dedicated to guiding Financial Advisors through the complexities of transitioning to a new firm or platform. Our mission is to simplify the process, empowering you to focus on what matters most: your clients and your business.
Transitioning firms can feel overwhelming, but it doesn’t have to be. At UpTick, we handle the heavy lifting, so you can focus on running your business and building your future.
Ready to explore your options? Whether you’re just starting to consider a change or already exploring opportunities, we’re here to answer your questions—confidentially and without obligation. 646.734.0334.
Contact us at marc@uptickrecruiting.com or DM us today!
At UpTick, we’re here to work for you—and at no direct cost to you as an advisor. Our compensation comes from the firm, platform, or broker-dealer you choose to join.
While introductions to firms are part of our role, they’re just the beginning. By partnering with us, you gain an advocate, guide, and expert negotiator working to ensure your transition is seamless and beneficial. For us to represent your best interests effectively, we must facilitate the introduction.
For independent business owners exploring mergers, acquisitions, or monetizing equity, we are compensated by the acquiring party. Leveraging our deep market expertise, reputation, and transactional experience, we’ll advocate for a more favorable financial outcome tailored to your goals.
Let us handle the complexities so you can focus on building your best business future. 📩 Contact us today!
At UpTick, our support and expertise come with no obligations or expectations. Our goal is to be your trusted resource and partner—completely on your terms. If we determine that staying with your current firm is the best option for you, we’ll be honest and provide guidance to help you thrive where you are. Your success is our priority, and no strings are attached.
At UpTick, we pride ourselves on being an independent and objective resource, offering a comprehensive view of the industry landscape. We cover everything from traditional brokerages and boutique firms to regional players and the full spectrum of independent broker-dealer and RIA options. Our extensive network, spanning over 400 distinct entities, is one of our greatest strengths.
Unlike others, we don’t accept retainer fees or “buy-side” assignments from any firm. This allows us to remain completely unbiased, focusing solely on representing you. Our mission is to guide you in identifying the best path for you and your clients—even if that means staying with your current firm. Your success and satisfaction are our ultimate goals.
Don’t panic. Although you will need to move quickly and be proactive in protecting yourself and your clients, termination is not the end of the road. We will do our best to help you find a new home for you and your business.
Nothing is more important to us than ensuring confidentiality at all levels.
Our professional standards are built around protecting your privacy. We will never share your name or any identifying information with anyone without your express permission.
Serving as a single point of contact for all firms you may engage with keeps the circle tight and enables us to manage the minutia that accompanies the due diligence journey.
No, we work with Advisors and firms throughout the country
Yes! Some considered themselves “lifers” at their traditional brokerage firms. If you’re entrepreneurial and value long-term economics, we can help guide you into evaluating and making that breakaway transition.
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